Chapter 46 SECURITIES REGULATION . State Regulations. State blue sky laws, which apply only to intrastate transactions, protect the public from the sale of fraudulent securities.
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The Securities Exchange Act of 1934 regulates the secondary distribution or sale of securities on exchanges.
The 1934 act provides reporting requirements for companies whose securities are listed on a national exchange and unlisted companies that have assets in excess of $3 million and 500 or more shareholders.