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The Carol Hogue Lectureship May 5, 2010

The Transitional Care Model:. Translating Research Into Practice and Policy. Mary D. Naylor, PhD, RN, FAAN Marian S. Ware Professor in Gerontology Director, NewCourtland Center for Transitions and Health University of Pennsylvania School of Nursing.

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The Carol Hogue Lectureship May 5, 2010

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  1. The Transitional Care Model: Translating Research Into Practice and Policy Mary D. Naylor, PhD, RN, FAAN Marian S. Ware Professor in Gerontology Director, NewCourtland Center for Transitions and Health University of Pennsylvania School of Nursing The Carol Hogue Lectureship May 5, 2010 Duke University School of Nursing & University of North Carolina Chapel Hill

  2. Perspectives on Chronic Illness Care in the US • Older Adult • Family Caregiver • Society

  3. Mr. Jenkins & his Family

  4. Transitional Care Transitional care– range of time limited services and environments that complement primary careand are designed to ensure health care continuity and avoid preventable poor outcomes among at riskpopulations as they move from one level of care to another, among multiple providers and across settings.

  5. The Case for Transitional Care High rates of medical errors Serious unmet needs Poor satisfaction with care High rates of preventable readmissions Tremendous human and cost burden

  6. Context for Transitional Care: Acute Care Episode Adapted from the National Quality Forum committee on Measurement Framework: Evaluating Efficiency across Episodes of Care

  7. Address gaps in care and promote effective “hand-offs” Address “root causes” of poor outcomes with focus on longer-term, positive outcomes Different Goals of Evidence-Based Interventions

  8. Stratify population based on needs/risk & apply EB interventions Lower risk groups (T1) – improve “hand-offs” Higher risk groups (T2) – interrupt current trajectory/focus on long-term outcomes Adults at end of life (T3) – transition to palliative care/hospice Recommended Approach

  9. Quality Cost Transitional Care Model (TCM)

  10. Unique Features Care is delivered and coordinated …by same advanced practice nurse …in hospitals, SNFs, and homes …seven days per week …using evidence-based protocol …with focus on long termoutcomes

  11. National Institute of Nursing Research R01NR02095, (1989-1992) Could we improve outcomes for older adults and their caregivers by enhancing the quality of hospital discharge planning? Naylor MD, Brooten D, Jones R, Lavizzo-Mourey R, Mezey MD, & Pauly M. Comprehensive discharge planning for the hospitalized elderly. Ann Intern Med. 1994; 120:999-1006.

  12. What if we targeted high-risk patients and added a home care component? National Institute of Nursing Research R01NR02095, (1992-1997) Naylor MD, Brooten D, Campbell R, Jacobsen BS, Mezey MD, Pauly MV, & Schwartz JS. Comprehensive discharge planning and home follow-up of hospitalized elders: a randomized clinical trial. JAMA. 1999;281:613-620.

  13. Would a comprehensive intervention targeting their complex needs, improve outcomes for elders hospitalized with heart failure? National Institute of Nursing Research R01NR04315, (1997-2001) Naylor MD, Brooten DA, Campbell RL, Maislin G, McCauley KM, & Schwartz JS. Transitional care of older adults hospitalized with heart failure: a randomized, controlled trial. J Am Geriatr Soc. 2004;52:675-684.

  14. Applying the Model toMr. Jenkins & his Family

  15. Core Components • Holistic, person/family centered approach • Nurse-led, team model • Protocol guided, streamlined care • Single “point person” across episode of care • Information/communication systems that span settings

  16. Across RCTs, TCM has… • Increased time to first readmission or death • Improved physical function and quality of life* • Increased patient satisfaction • Decreased total all-cause readmissions • Decreased total health care costs *Most recently completed RCT only

  17. 1 Naylor MD, Brooten D, Jones R, Lavizzo-Mourey R, Mezey M, & Pauly MV. Comprehensive discharge planning for the hospitalized elderly. Ann Intern Med. 1994;120:999-1006. 2 Naylor MD, Brooten D, Campbell R, Jacobsen BS, Mezey MD, Pauly MV, & Schwartz JS. Comprehensive discharge planning and home follow-up of hospitalized elders: a randomized clinical trial. JAMA. 1999;281:613-620. 3 Naylor MD, Brooten DA, Campbell RL, Maislin G, McCauley KM, & Schwartz JS. Transitional care of older adults hospitalized with heart failure: a randomized, controlled trial. J Am Geriatr Soc. 2004;52:675-684.

  18. * Total costs were calculated using average Medicare reimbursements for hospital readmissions, ED visits, physician visits, and care provided by visiting nurses and other healthcare personnel. Costs for TCM care is included in the intervention group total. ** Naylor MD, Brooten D, Campbell R, Jacobsen BS, Mezey MD, Pauly MV, & Schwartz JS. Comprehensive discharge planning and home follow-up of hospitalized elders: a randomized clinical trial. JAMA. 1999;281:613-620. *** Naylor MD, Brooten DA, Campbell RL, Maislin G, McCauley KM, & Schwartz JS. Transitional care of older adults hospitalized with heart failure: a randomized, controlled trial. J Am Geriatr Soc. 2004;52:675-684.

  19. Barriers to Widespread Adoption Organization of current system of care Regulatory barriers Lack of quality and financial incentives Culture of care

  20. Translating TCM into Practice Penn research team formed partnerships with Aetna Corporation and Kaiser Permanente to test “real world” applications of research-based model of care among at risk elders. Funded by The Commonwealth Fund and the following foundations: Jacob and Valeria Langeloth, The John A. Hartford, Gordon & Betty Moore, and California HealthCare; guided by National Advisory Committee (NAC)

  21. National Advisory Committee VHA Penn Home Care & Hospice Services

  22. Project Goals (Aetna) Test TCM in defined market Document facilitators and barriers Provide for ongoing NAC input Present findings to Aetna decision makers Widely disseminate findings

  23. Tools of Translation Patient screening and recruitment Orientation of nurses (web-based modules) Documentation and quality monitoring (clinical information system)  Quality improvement (case conferences grounded in root cause analysis) Evaluation

  24. Key Indicators of Success Decisions by Aetna re: adoption Decisions by other insurers and providers to implement model Use of findings by CMS and insurers to reimburse evidence-based transitional care

  25. Value= Health Resource Utilization (Costs) Quality/Satisfaction Environment: Extant comprehensive system of geriatric telephonic care management Question: Does the Transitional Care Model offer greater value in this environment?

  26. Findings • Improvements in all quality measures • Increased patient and physician satisfaction • Reductions in rehospitalizations through 3 months • Cost savings of $2170 per member per month thru one year All significant at p <.05

  27. TCM as High Value Proposition for Aetna High Quality + Satisfaction = Reductions in Acute Readmissions (Costs)

  28. Building a Translational Roadmap Semi-structured, interviews by independent consultant following start-up and roll-out phases Analysis of transcripts to identify common facilitators, barriers and lessons learned

  29. Key Lessons Strong champions Fit of the innovation Importance of the business case Responsiveness to external climate Total engagement Flexibility Clearly defined role/work processes Excellent communication

  30. Progress to Date Aetna– expansion proposed as part of Aetna’s Strategic Plan Kaiser – data collection/analyses ongoing University of Pennsylvania Health System– adopted TCM (Blue Cross reimbursing) QIOs – working with NJ and NY Other health care providers

  31. Ongoing Efforts Advancing the science Promoting widespread adoption of TCM Using findings to promote policy changes

  32. Would cognitively impaired hospitalized older adults and their caregivers benefit from TCM? Funding: Marian S. Ware Alzheimer Program, and National Institute on Aging, R01AG023116, (2005-2010)

  33. What do we know about effects of transitions in health among elderly long-term care recipients over time? • Funding: Rand-Hartford Center for Interdisciplinary Geriatric Health Care Research (2005-2008); National Institute on Aging, National Institute of Nursing Research, R01AG025524, (2006-2011)

  34. Promoting Adoption • Sample strategies: national and international collaborations and consultations, website, media efforts • Selected outcomes: endowed center; featured in Wall Street Journal, Washington Post, PBS, NPR; AAN Edge Runner, AHRQ Health Care Innovations, RWJF Innovative Care Models, NQF Best Practice

  35. Influencing Health Policy • Sample strategies: Policy briefs, Congressional testimony, Hill and MedPAC briefings • Selected outcomes: • Medicare Transitional Care Act (S.1295, and H.R. 2773) • Provisions re: transitional care in current health care bill

  36. With Gratitude and Thanks Kathryn Bowles Univ. of Pennsylvania Health System Independence Blue Cross of Philadelphia Aetna Corporation Kaiser Permanente CMS QIOs Kathleen McCauley Mark Pauly Sandy Schwartz National Institute of Nursing Research National Institute on Aging Presbyterian Foundation for Philadelphia Marian S. Ware Alzheimer’s Program, Penn National Alzheimer’s Association The Commonwealth Fund Jacob & Valeria Langeloth Foundation The John A. Hartford Foundation, Inc. Gordon & Betty Moore Foundation California HealthCare Foundation Greg Maislin Ellen Kurtzman

  37. It does take a village… Laura Lechtenberg Jessica MacLeod Ellen McPartland SarahLena Panzer Janet Prvu Bettger Jonathan Snyder Janet Van Cleave Michelle Whetzel Christina Whitehouse Tamora Williams Katherine Abbott Lucinda Bertsinger M. Brian Bixby Laura DiGiovanni Janice Foust Binh Ha Karen Hirschman David Jiang Heidi Kaputska JoAnne Konick-McMahan

  38. ThankYou www.transitionalcare.info

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