Chapter 17 alcohols and phenols
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Chapter 17: Alcohols and Phenols. Based on McMurry’s Organic Chemistry , 7 th edition. Alcohols and Phenols. Alcohols contain an OH group connected to a a saturated C (sp 3 ) They are important solvents and synthesis intermediates

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Chapter 17: Alcohols and Phenols

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Chapter 17: Alcohols and Phenols

Based on McMurry’s Organic Chemistry, 7th edition

Alcohols and Phenols

  • Alcohols contain an OH group connected to a a saturated C (sp3)

  • They are important solvents and synthesis intermediates

  • Phenols contain an OH group connected to a carbon in a benzene ring

  • Methanol, CH3OH, called methyl alcohol, is a common solvent, a fuel additive, produced in large quantities

  • Ethanol, CH3CH2OH, called ethyl alcohol, is a solvent, fuel, beverage

  • Phenol, C6H5OH (“phenyl alcohol”) has diverse uses - it gives its name to the general class of compounds

  • OH groups bonded to vinylic, sp2-hybridized carbons are called enols

Why this Chapter?

  • To begin to study oxygen-containing functional groups

  • These groups lie at the heart of biological chemistry

17.1 Naming Alcohols and Phenols

  • General classifications of alcohols based on substitution on C to which OH is attached

  • Methyl (C has 3 H’s), Primary (1°) (C has two H’s, one R), secondary (2°) (C has one H, two R’s), tertiary (3°) (C has no H, 3 R’s),

IUPAC Rules for Naming Alcohols

  • Select the longest carbon chain containing the hydroxyl group, and derive the parent name by replacing the -e ending of the corresponding alkane with -ol

  • Number the chain from the end nearer the hydroxyl group

  • Number substituents according to position on chain, listing the substituents in alphabetical order

Naming Phenols

  • Use “phenol” (the French name for benzene) as the parent hydrocarbon name, not benzene

  • Name substituents on aromatic ring by their position from OH

17.2 Properties of Alcohols and Phenols

  • The structure around O of the alcohol or phenol is similar to that in water, sp3 hybridized

  • Alcohols and phenols have much higher boiling points than similar alkanes and alkyl halides

  • A positively polarized OH hydrogen atom from one molecule is attracted to a lone pair of electrons on a negatively polarized oxygen atom of another molecule

  • This produces a force that holds the two molecules together

  • These intermolecular attractions are present in solution but not in the gas phase, thus elevating the boiling point of the solution

Properties of Alcohols and Phenols: Acidity and Basicity

  • Weakly basic and weakly acidic

  • Alcohols are weak Brønsted bases

  • Protonated by strong acids to yield oxonium ions, ROH2+

Alcohols and Phenols are Weak Brønsted Acids

  • Can transfer a proton to water to a very small extent

  • Produces H3O+ and an alkoxide ion, RO, or a phenoxide ion, ArO

Acidity Measurements

  • The acidity constant, Ka, measures the extent to which a Brønsted acid transfers a proton to water

    [A] [H3O+]Ka = —————and pKa = log Ka


  • Relative acidities are more conveniently presented on a logarithmic scale, pKa, which is directly proportional to the free energy of the equilibrium

  • Differences in pKa correspond to differences in free energy

  • Table 17.1 presents a range of acids and their pKa values

pKa Values for Typical OH Compounds

Relative Acidities of Alcohols

  • Simple alcohols are about as acidic as water

  • Alkyl groups make an alcohol a weaker acid

  • The more easily the alkoxide ion is solvated by water the more its formation is energetically favored

  • Steric effects are important

Inductive Effects

  • Electron-withdrawing groups make an alcohol a stronger acid by stabilizing the conjugate base (alkoxide)

Generating Alkoxides from Alcohols

  • Alcohols are weak acids – requires a strong base to form an alkoxide such as NaH, sodium amide NaNH2, and Grignard reagents (RMgX)

  • Alkoxides are bases used as reagents in organic chemistry

Phenol Acidity

  • Phenols (pKa ~10) are much more acidic than alcohols (pKa ~ 16) due to resonance stabilization of the phenoxide ion

  • Phenols react with NaOH solutions (but alcohols do not), forming salts that are soluble in dilute aqueous solution

  • A phenolic component can be separated from an organic solution by extraction into basic aqueous solution and is isolated after acid is added to the solution


  • Phenols with nitro groups at the ortho and para positions are much stronger acids

17.3 Preparation of Alcohols: A Review

  • Alcohols are derived from many types of compounds

  • The alcohol hydroxyl can be converted to many other functional groups

  • This makes alcohols useful in synthesis

Review: Preparation of Alcohols by Regiospecific Hydration of Alkenes

  • Hydroboration/oxidation: syn, non-Markovnikov hydration

  • Oxymercuration/reduction: Markovnikov hydration


  • Review: Cis-1,2-diols from hydroxylation of an alkene with OsO4 followed by reduction with NaHSO3

  • Trans-1,2-diols from acid-catalyzed hydrolysis of epoxides

17.4 Alcohols from Reduction of Carbonyl Compounds

  • Reduction of a carbonyl compound in general gives an alcohol

  • Note that organic reduction reactions add the equivalent of H2 to a molecule

Reduction of Aldehydes and Ketones

  • Aldehydes gives primary alcohols

  • Ketones gives secondary alcohols

Reduction Reagent: Sodium Borohydride

  • NaBH4 is not sensitive to moisture and it does not reduce other common functional groups

  • Lithium aluminum hydride (LiAlH4) is more powerful, less specific, and very reactive with water

  • Both add the equivalent of “H-”

Mechanism of Reduction

  • The reagent adds the equivalent of hydride to the carbon of C=O and polarizes the group as well

Reduction of Carboxylic Acids and Esters

  • Carboxylic acids and esters are reduced to give primary alcohols

  • LiAlH4 is used because NaBH4 is not effective

17.5 Alcohols from Reaction of Carbonyl Compounds with Grignard Reagents

  • Alkyl, aryl, and vinylic halides react with magnesium in ether or tetrahydrofuran to generate Grignard reagents, RMgX

  • Grignard reagents react with carbonyl compounds to yield alcohols

Reactions of Grignard Reagents with Carbonyl Compounds

Reactions of Esters and Grignard Reagents

  • Yields tertiary alcohols in which two of the substituents carbon come from the Grignard reagent

  • Grignard reagents do not add to carboxylic acids – they undergo an acid-base reaction, generating the hydrocarbon of the Grignard reagent

Grignard Reagents and Other Functional Groups in the Same Molecule

  • Can't be prepared if there are reactive functional groups in the same molecule, including proton donors

Mechanism of the Addition of a Grignard Reagent

  • Grignard reagents act as nucleophilic carbon anions (carbanions, : R) in adding to a carbonyl group

  • The intermediate alkoxide is then protonated to produce the alcohol

17.6 Reactions of Alcohols

  • Conversion of alcohols into alkyl halides:

  • 3˚ alcohols react with HCl or HBr by SN1 through carbocation intermediate

  • 1˚ and 2˚ alcohols converted into halides by treatment with SOCl2 or PBr3 via SN2 mechanism

Conversion of Alcohols into Tosylates

  • Reaction with p-toluenesulfonyl chloride (tosyl chloride, p-TosCl) in pyridine yields alkyl tosylates, ROTos

  • Formation of the tosylate does not involve the C–O bond so configuration at a chirality center is maintained

  • Alkyl tosylates react like alkyl halides

Stereochemical Uses of Tosylates

  • The SN2 reaction of an alcohol via a tosylate, produces inversion at the chirality center

  • The SN2 reaction of an alcohol via an alkyl halide proceeds with two inversions, giving product with same arrangement as starting alcohol

Dehydration of Alcohols to Yield Alkenes

  • The general reaction: forming an alkene from an alcohol through loss of O-H and H (hence dehydration) of the neighboring C–H to give  bond

  • Specific reagents are needed

Acid- Catalyzed Dehydration

  • Tertiary alcohols are readily dehydrated with acid

  • Secondary alcohols require severe conditions (75% H2SO4, 100°C) - sensitive molecules don't survive

  • Primary alcohols require very harsh conditions – impractical

  • Reactivity is the result of the nature of the carbocation intermediate

Dehydration with POCl3

  • Phosphorus oxychloride in the amine solvent pyridine can lead to dehydration of secondary and tertiary alcohols at low temperatures

  • An E2 via an intermediate ester of POCl2 (see Figure 17.7)

Conversion of Alcohols into Esters

17.7 Oxidation of Alcohols

  • Can be accomplished by inorganic reagents, such as KMnO4, CrO3, and Na2Cr2O7 or by more selective, expensive reagents

Oxidation of Primary Alcohols

  • To aldehyde: pyridinium chlorochromate (PCC, C5H6NCrO3Cl) in dichloromethane

  • Other reagents produce carboxylic acids

Oxidation of Secondary Alcohols

  • Effective with inexpensive reagents such as Na2Cr2O7 in acetic acid

  • PCC is used for sensitive alcohols at lower temperatures

Mechanism of Chromic Acid Oxidation

  • Alcohol forms a chromate ester followed by elimination with electron transfer to give ketone

  • The mechanism was determined by observing the effects of isotopes on rates

17.8 Protection of Alcohols

  • Hydroxyl groups can easily transfer their proton to a basic reagent

  • This can prevent desired reactions

  • Converting the hydroxyl to a (removable) functional group without an acidic proton protects the alcohol

Methods to Protect Alcohols

  • Reaction with chlorotrimethylsilane in the presence of base yields an unreactive trimethylsilyl (TMS) ether

  • The ether can be cleaved with acid or with fluoride ion to regenerate the alcohol


  • An example of TMS-alcohol protection in a synthesis

17.9 Phenols and Their Uses

  • Industrial process from readily available cumene

  • Forms cumene hydroperoxide with oxygen at high temperature

  • Converted into phenol and acetone by acid

17.10 Reactions of Phenols

  • The hydroxyl group is a strongly activating, making phenols substrates for electrophilic halogenation, nitration, sulfonation, and Friedel–Crafts reactions

  • Reaction of a phenol with strong oxidizing agents yields a quinone

  • Fremy's salt [(KSO3)2NO] works under mild conditions through a radical mechanism

Quinones in Nature

  • Ubiquinones mediate electron-transfer processes involved in energy production through their redox reactions

17.11 Spectroscopy of Alcohols and Phenols

  • Characteristic O–H stretching absorption at 3300 to 3600 cm1 in the infrared

  • Sharp absorption near 3600 cm-1 except if H-bonded: then broad absorption 3300 to 3400 cm1 range

  • Strong C–O stretching absorption near 1050 cm1 (See Figure 17.11)

  • Phenol OH absorbs near 3500 cm-1

Nuclear Magnetic Resonance Spectroscopy

  • 13C NMR: C bonded to OH absorbs at a lower field,  50 to 80

  • 1H NMR: electron-withdrawing effect of the nearby oxygen, absorbs at  3.5 to 4 (See Figure 17-13)

    • Usually no spin-spin coupling between O–H proton and neighboring protons on C due to exchange reactions with moisture or acids

    • Spin–spin splitting is observed between protons on the oxygen-bearing carbon and other neighbors

  • Phenol O–H protons absorb at  3 to 8

Mass Spectrometry

  • Alcohols undergo alpha cleavage, a C–C bond nearest the hydroxyl group is broken, yielding a neutral radical plus a charged oxygen-containing fragment

  • Alcohols undergo dehydration to yield an alkene radical anion

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