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Presented by Bharat Kumar Sahoo

Presented by Bharat Kumar Sahoo. Presented by Bharat Kumar Sahoo. Definition. The Security And Exchange Board Of India Is The Regulatory For The Security Market/Investment Market. Content. HISTORY ORGANIZATIONAL STRUCTURE POWER FUNCTION REGULATORY FUNCTION

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Presented by Bharat Kumar Sahoo

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  1. Presented by Bharat Kumar Sahoo Presented by Bharat Kumar Sahoo

  2. Definition The Security And Exchange Board Of India Is The Regulatory For The Security Market/Investment Market.

  3. Content • HISTORY • ORGANIZATIONAL STRUCTURE • POWER • FUNCTION • REGULATORY FUNCTION • DEVELOPMENT FUNCTION

  4. HISTORY OF SEBI • Formed in April 12 ,1992 • Headquarter in Bandra Kurla Complex in Mumbai • Regional office are in • Northern-Newdelhi • Eastern-Kolkata • southern-Chennai • Western-Ahmedabad

  5. HISTORY OF SEBI • Before SEBI came to existence CONTROL OF CAPITAL ISSUES was the regulatory authority. • SEBI was given additional statutory power by the govt India through an amendment SEBI act 1992 in 1995. • In April 1998 the SEBI was constituted as the regulator of capital market in India under a resolution of the govt of India.

  6. ORAGANIZATIONAL STRUCTURE • SEBI Managed By Six Members • A Chairman • Two Members From Among The Official Of The Ministers Of The Central Govt. • One Member From RBI • Two Member Shall Be Appointed By Govt.

  7. POWER OF SEBI • SEBI can investigate in any matter relating to stock exchange. • SEBI can ask for any document relating to the investigation of the enquiry . • suspension and cancellation of registration of any broker if found at mistake.

  8. POWER OF SEBI • SEBI Can File Any Complaint Without The Prior Permission Of The Court And Monetary Fines Can Be Imposed. • Comptoel Certain Companies List Their Share In One Or More Stock Exchange.

  9. FUNCTION OF SEBI • It Divided In To Two Types • Regulatory Function • Development Function

  10. REGULATORY FUNCTION • Registration Of Broker, Sub Broker, And Other Players Of Market. • Registration Of Collective Investment Schemes And Mutual Funds. • Prohibition Of Fraudulent And Trade Practices . • Imposing Penalties For Such Practices.

  11. DEVELOPMENT FUNCTION • Investor Education • Training Intermediaries • Conducting Research And Publishing Information Useful To Market Participants.

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