Process Validation – What the Future Holds. Presented by: Karen S Ginsbury PCI Pharmaceutical Consulting Israel Ltd. For IFF February 2011. Course Objective. Take an in depth look at the regulatory requirements (EU and FDA) for process validation FDA process validation guidance
Presented by: Karen S Ginsbury
PCI Pharmaceutical Consulting Israel Ltd.
Take an in depth look at the regulatory requirements (EU and FDA) for process validation
Sec. 211.68 Automatic, mechanical, and electronic equipment
Annex 15 – Qualification and Validation (2001)
Critical Quality Attribute (CQA):
A physical, chemical, biological or microbiological property or characteristic that should be within an appropriate limit, range, or distribution to ensure the desired product quality
[= safety, efficacy, performance]
Critical Process Parameter (CPP):
A process parameter whose variability has an impact on a critical quality attribute and therefore should be monitored or controlled to ensure the process produces the desired quality
Inputs to the process
of the Output
y = ƒ(x)
Adapted from slide by Moheb Naser, FDA
process validation is defined as the collection and evaluation of data, from the process design stage through commercial production, which establishes scientific evidence that a process is capable of consistently delivering quality product
Completion of Optimization?
- Annex 15 glossary
Stage 1 – Process Design: The commercial process is defined during this stage based on knowledge gained through development and scale-up activities
This is a pre-requisite for process validation
Complaints Inputs (X)
Annual Product Review
Critical Systems Review
OOS / Out of trend results
Deviations (planned / not)
Validation /Calibration Status
Batch Records (statistics)
StabilityOngoing Verification / Reports / CAPA
Written records required by this part shall be maintained so that data therein can be used for evaluating at least annually, the quality standards of each drug product to determine the need for changes in drug product specifications or manufacturing or control procedures. Written procedures shall be established and followed for such evaluations and shall include provisions for:
(1) A review of a representative number of batches, whether approved or rejected, and where applicable, records associated with the batch.
(2) A review of complaints, recalls, returned or salvaged drug products, and investigations conducted under 211.192 for each drug product.
(i) A review of starting materials including packaging materials used in the product, especially those from new sources
(ii) A review of critical in-process controls and finished product results
(iii) A review of all batches that failed to meet established specification(s) and their investigation.
(iv) A review of all significant deviations or non-conformances, their related investigations, and the effectiveness of resultant corrective and preventative actions taken.
(v) A review of all changes carried out to the processes or analytical methods
(vi) A review of Marketing Authorisation variations submitted/granted/refused, including those for third country (export only) dossiers
(vii) A review of the results of the stability monitoring programme and any adverse trends
(viii) A review of all quality-related returns, complaints and recalls and the investigations performed at the time
(ix) A review of adequacy of any other previous product process or equipment corrective actions
(x) For new marketing authorisations and variations to marketing authorisations, a review of post-marketing commitments
(xi) The qualification status of relevant equipment and utilities, e.g. HVAC, water, compressed gases, etc.
(xii) A review of any contractual arrangements as defined in Chapter 7 to ensure that they are up to date
Process Validation is a continuum not a one time event
It should encompass the product lifecycle
It can be tied in with product and process quality reviews to demonstrate maintenance of an ongoing state of control