Legal issues in adult drug courts best practices
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Legal Issues in Adult Drug Courts: Best Practices. JAMES S. Egar Chief Public Defender Monterey County Public Defender. Legal Issues in Adult Drug Courts: Best Practices. Living with the Ten Key Components Ensuring right to counsel The law as we know it thus far. The Ten Key Components.

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Legal Issues in Adult Drug Courts: Best Practices

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Legal issues in adult drug courts best practices

Legal Issues in Adult Drug Courts: Best Practices

JAMES S. Egar

Chief Public Defender

Monterey County Public Defender


Legal issues in adult drug courts best practices1

Legal Issues in Adult Drug Courts: Best Practices

  • Living with the Ten Key Components

  • Ensuring right to counsel

  • The law as we know it thus far


The ten key components

The Ten Key Components

  • 1. Drug Courts courts integrate alcohol and other drug treatment services with justice system case processing.

    • Question: How can we integrate two fundamentally inconsistent systems – Treatment and Criminal Justice?


Ten key components cont d

Ten Key Components (cont’d)

  • 2. Using a non-adversarial approach, prosecution and defense counsel promote public safety while protecting participant’s due process rights.

    • Question: What does “non-adversarial approach” really mean in a drug court setting and where does it occur?

    • Question: Can drug courts co-exist with due process and how much process is due?

    • Question: What about the defense attorney’s ethical obligations – what about other team members’ ethical responsibilities?


Ten key components cont d1

Ten Key Components (cont’d)

  • 3. Eligible participants are identified early and promptly placed in the program.

    • Question: Is there a difference between drug related crimes and other types of criminal conduct?

    • Question: Is eligibility a team decision or the gatekeeper’s – who is the gatekeeper?


Ten key components cont d2

Ten Key Components (cont’d)

  • 4. Drug Courts provide access to a continuum of alcohol, drug and other related treatment and rehabilitation services.


Ten key components cont d3

Ten Key Components (cont’d)

  • 5. Abstinence is monitored by frequent alcohol and other drug testing.

    • Question: Is drug testing punitive (Gotcha!) or therapeutic? Accountability and due process?


Ten key components cont d4

Ten Key Components (cont’d)

  • 6. A coordinated strategy governs drug court responses to participants’ compliance.

    • Question: What is really important when delivering sanctions and incentives? What actually works?

    • Question: When and how does a court terminate a participant?


Ten key components cont d5

Ten Key Components (cont’d)

  • 7. Ongoing judicial interaction with each drug court participant is essential.

  • 8. Monitoring and evaluation measure the achievement of program goals and gauge effectiveness.


Ten key components cont d6

Ten Key Components (cont’d)

  • 9. Continuing interdisciplinary education promotes effective drug court planning, implementation and operations.

    • Question: How can cross training improve team communication?


Ten key components cont d7

Ten Key Components (cont’d)

  • 10. Forging partnerships among drug courts, public agencies, and community-based organizations generates local support and enhances drug court program effectiveness.


Right to counsel

Right to Counsel

  • Critical Stage Doctrine: Defendants have a right to counsel at critical sates of proceedings. Brewer v. Williams, 430 U.S. 387, 404 (1977)

  • The Supreme Court has defined “critical stage” in numerous cases with the core criterion being whether the accused will benefit from the assistance of counsel. U.S. V. Ash, 413 U.S. 300, 313 (1973)


Which treatment court proceedings constitute critical stages

Which treatment court proceedings constitute “critical stages”?

  • Stages of a case that are indistinguishable form traditional case processing, e.g., arraignment, pre-trial hearing, entry of a plea, sentencing: treatment courts should follow established law.

  • Non-traditional proceedings, e.g., staffings, sanctions, modifications of conditions of participation: treatment courts should look to the Supreme Court’s definition of “critical stage” of the proceeding to determine whether the right to counsel is triggered.

    • Note: Distinctions between pre and post plea status


The law

THE LAW

  • Review of case law applicable to drug treatment courts

  • Implications at each stage of a case from arraignment to sentencing


Eligibility and equal protection

Eligibility and Equal Protection

14th Amendment-

Persons similarly situated will receive like treatment

  • Strict Scrutiny? – infringes on a fundamental right or categorizes on the basis of race or national origin or suspect class

  • Intermediate Level? – liberty right or semi-suspect class

  • Rational Relationship to a Legitimate Government Purpose?


Legal issues in adult drug courts best practices

Jurisdiction’s decision not to develop a drug court is rationally related to a legitimate government purpose

  • Lomont v. State, 852 N.E. 2d 1002 (Ind. App. 2006) Indiana did not require all counties to have drug diversion programs

  • State v. Harner, 103 P.3d 738 (Wash. 2005) – drug court aailable in adjacent county but not where D is arrested

  • State v. Little, 66 P.3d 1099 (Wash. App. 2003) –counties can decide how to implement scarce resources

  • People v. Forkey, 72 A.D.3d 1209 (N.Y.App. Div. 2010) no hearing required before being rejected for drug court


Legal issues in adult drug courts best practices

Refusal to offer drug court to all defendants does not constitute denial of equal protection because there exists no right to enter drug court

  • Jim v. State, 911 So. 2d 658 (Miss. App. 2005) – Denial of Motion to transfer case to drug court on first day of trial falls within judge’s discretion and statute specifically stated no right to participate in drug court.


Eligibility

Eligibility

Permissible criteria

  • Severity and type of offense - violence, sex offenses

  • Immigrant status – may not be able to complete program

  • Individuals on methadone maintenance

  • Individuals using medical marijuana – cannot as matter of law exclude (People v. Beaty, 181 Cal.App. 4th 644 (Cal.2010) but see U.S. v. Lafley, 2010 WL 174509 (United States District Court of Montana 2010) – illegal under federal law


Equal protection cont

Equal Protection (cont.)

  • Evans v. State, 667 S.E.2d 183 (Ga. Ct. App. 2008) D was HIV positive – claimed violation of EP and ADA re: rejection from drug court. Rejection based on onerous medical requirements and ADA not implicated because D could not demonstrate that his disabilities affected major life activities.

    But note possible ADA implications – Reasonable modifications vs. fundamental alteration of procedures or undue financial hardship


Conditions of drug court contract

Conditions of Drug Court Contract

4th Amendment

Waiver of Probable Cause for Search of Person and Property

  • Unconstitutional Conditions Doctrine

  • Doctrine of Criminal Waiver

  • Special Needs Doctrine


Drug court participant on probation or post plea model

Drug Court Participant on Probation or Post-Plea Model

  • Griffin v. Wisconsin, 483 U.S. 868 9 (1987), Generally permitted but may need reasonable suspicion.

  • United States v. Knights, 534 U.S. 112 (2001) Search of probationer based on reasonable suspicion but pursuant to a suspicionless search condition of probation is permissible under totality of the circumstances test.

  • Samson v. Calif., 126 S. Ct. 2193 (2006) Permitted search of parolee based solely on execution of waiver- officer did not suspect criminal activity but relied on provision of CA law authorizing suspicionless searches.


Scope of 4 th amendment waiver

Scope of 4th Amendment Waiver

  • Co-inhabitant may be able to withhold consent to search of common living areas if he is present when search occurs.

    Georgia v. Randolph, 547 U.S. 103 (2006)


Drug court participant in diversion program

Drug Court Participant in Diversion Program

  • Search based on solely on waiver for offenders before conviction is probably unconstitutional

    Terry v. Superior Court, 73 Cal. App. 4th 661 (Cal. App. 1999)

    U.S. v. Scott, 450 F3d 863 (9th Cir. 2006)


Conditions of drug court

Conditions of Drug Court

1st Amendment

Area & Association Restrictions

  • Pre-plea and Post-plea distinction


Area restrictions

Area Restrictions

Factors

  • Compelling Need to Go to Location

  • Mechanism for Supervised Entry

  • Size of the Area

  • Relationship to Rehabilitation of Offender

    • People v. Rizzo, 362 III. App. 3d 444 (2005)


Area restrictions1

Area Restrictions

Permissible

  • Oyoghok v. Municipality of Anchorage, 641 P.2d 1267 (Alaska 1982) – Two block radius

  • Johnson v. State, 547 So. 2d 1048 (Fla. App. 1989) – Near high drug areas

  • State v. Morgan, 389 So. 2d 364 (La. 1980) – Stay out of French Quarter


Area restrictions2

Area Restrictions

Not Permissible

  • State vs. Wright, 739 N.E.2d 1172 (Ohio App. 2000) – Any place where alcohol is sold, served, consumed


Association restrictions

Association Restrictions

Reasonably Related to the Purposes of Probation, the Prevention of Crime, and Protection of the Public

  • Andrews v. State, 623 S.E.2d 247 (Ga. App. 2005) drug users and dealers

  • People v. Tungers, 127 Cal. App. 2005) – Wife

  • People v. Forsythe, 43 P.3d 652 (Colo.App. Ct. 2001) – could only have supervised contact with children


Association restrictions1

Association Restrictions

Other Permissible Restrictions

  • Motorcycle clubs, U.S. v. Bolinger, 940 F2d 478 (9th Cir. 1991)

  • Any Irish organization, Malone v. United States, 502 F.2d 554 (9th Cir. 1974)

  • Any member of a criminal gang, U.S. v. Vega, 545 F3d 743 (9th Cir. 2010)

  • Person with criminal records, if individual knows of, records, Birzon v. King, 469 F.2d 1241 (2d Cir.1972)


Association restrictions2

Association Restrictions

  • But, Too Broad- Dawson v. State, 894 P.2d 672 (Alaska App. 1995) – Any unsupervised contact with drug using wife


Restrictions on dress

Restrictions on Dress

  • Restrictions on dress that are too vague violate 1st Amendment, U.S. v. Brown, 223 Fed.Appx. 722 (9th Cir. 2007)

  • Restrictions must be reasonably related to offense or future criminality, State v. Hicks, 1999 WL 997297 Ohio


Establishment clause 1 st amendment establishment clause and treatment

Establishment Clause1st Amendment – Establishment Clause and Treatment

  • Establishment Clause of the 1st Amendment Prohibits Mandating Participants to Attend AA or NA Meetings


Establishment clause

Establishment Clause

  • Court or treatment provider can make AA and NA available so long as participation is not mandatory and other options are available

    • Kerr v. Farrey, 95 F.3d 472 (7th Cir. 1996) – prisoner can’t be mandated to treatment w/ explicit religious content

    • Griffin v. Coughlin, 88 N.Y. 2d 674 (1996) – couldn’t condition prisoner’s visits with wife on AA/NA – must offer alternative program

    • Destefano v. Emergency Housing Group, Inc., 247 F.3d 397 (2d Cir. 2001)

  • State tax revenues can go to private treatment provider so long as staff don’t inculcate patients with AA doctrine


Establishment clause1

Establishment Clause

  • Inouye v. Kemma, 504 F.3d 705 (9th Cir. 2007) – parole officer lost immunity because he forced AA on a Buddhist

  • Hanas v. Inner City Christian Outreach, 542 F. Supp.2d 683 (E.D. Mich. 2008) – program liable for prohibiting patient from practicing Catholicism


Secular alternatives

Secular Alternatives

  • SMART Recovery

  • Secular Organizations for Sobriety (SOS)

  • Life Ring


Drug testing and due process

Drug Testing and Due Process

To satisfy due process concerns, drug tests should be scientifically reliable

  • Daubert v. Merrell Dow Pharmaceuticals, 509 U.S. 579 (1993)

  • Frye v. United States, 293 F.3d 1013 (1923)


Types of drug tests

Types of Drug Tests

  • Urine – Instrumented vs. non-instrumented tests Non Instrumented– cups or dip sticks are screens; GC/MS testing should be used to confirm in cases of denial by participant

  • Sweat Patch – usually attached for one week –subject to environmental contamination

  • EtG (Ethyl Glucuronide) –metabolite of alcohol found in urine – high risk of incidental exposure

    SAMHSA advisory about risks of relying solely on EtG results: http://etg.weebly.com/uploads/7/4/7/5/74751/etg.samhsa.advisory.pdf


Reliability of drug tests

Reliability of Drug Tests

  • EMIT - Found to be reliable

    Matter of Lahey v. Kelly, 518 N.E.2d 924 (N.Y. 1987);

    Spence v. Furrier, 807 F.2d 753(8th Cir. 1986);

    Jones v. State, 548 A.2d 35 (D.C. 1998)

  • Sweat Patch – Generally found reliable but concerns with environmental contamination

    U.S. v. Alfonzo, 284 F. Supp. 2d 193 (Mass. 2003)

  • Hair – High risk of environmental contamination

    Wykoff v. Resig, 613 F. Supp. 1504 (N.D. Ind. 1985);

    Thomas v. McBride, 3 F. Supp. 989 (N.D. Ind. 1998)


Alcohol and drug testing

Alcohol and Drug Testing

  • Certificates of analysis qualify as testimony – and analysts as witnesses –under the Confrontation Clause of the 6th Amendment.

    Melendez-Diaz v. Massachusetts, 129 S.Ct. 2527 (2009)

  • Because of blood-alcohol analysis reports are testimonial, defendants have the right to confront the analyst who certified their sample at trial, unless the analyst is unavailable and the accused had an opportunity, pretrial, to cross-examine that particular scientist.

    Bullcoming v. New Mexico, 131 S.Ct. 2705 (2011).


Sanctions and due process

Sanctions and Due Process

Factors

  • Pre-Plea vs. Post-Plea Model

  • Contested vs. Non-contested Factual Basis

  • Due Process Rights of Parolee or Prison Inmate


Right to hearing

Right to Hearing

  • Participant can prospectively waive right to a hearing on a sanction in drug court contract

    State v. Rogers, 144 Idaho 738; 170 P.3d 881 (2007) Contract rules govern when sanctions are imposed (different result with termination)


Termination from drug court and due process

Termination from Drug Court and Due Process

  • States vary what process is due

  • Many states analogize drug court participant status to that of a probation violator (assuming participant has entered a plea)

  • If program follows pre-plea diversion model, more due process!


Termination

Termination

Probation Revocation Hearing Analysis

  • Written Notice

  • Disclosure of Evidence

  • Opportunity to be Present and Testify

  • Right to Confront and Cross-Examine Witnesses

  • Neutral Magistrate

  • Written Findings of Evidence and Decision

  • Right to counsel left to the states – most require it

    Gagnon v. Scarpelli, U.S. 778 (1973)


Termination1

Termination

  • People v. Anderson, 833 N.E. 2d 390 (III. Appo. Ct. 2005) – Drug Court termination requires hearing

  • State v. Perkins, 661 S.E. 2d 366 (S.C. App. 2008) – Drug court termination required notice and hearing

  • State v. Rogers, 144 Idajo 738; 170 P.3d 881 (2007) –Idaho Supreme Court required same rights as those accorded a probationer facing revocation


Termination2

Termination

  • Nebraska v. Shambley, 795 N.W. 2d 884 (Sup. Ct. Neb. 2011)

    Documents containing only hearsay cannot constitute sole basis for termination from drug courts – drug court participant accorded probation/parole violation hearing rights – preponderance of the evidence standard.

  • Gosha v. State, 931 N.E. 2d 432 (Ind. Ct. App. 2010) and Harris v. Commonwealth, 689 S.E. 2d 713 (Va. 2010)

    Drug court participants are entitled to hearings because drug court affects liberty interest.


But not always new york standard

But Not Always!!New York Standard

  • Evidentiary hearing not required

  • Preponderance of evidence not required

  • Court must conduct sufficient inquiry to satisfy itself that there was a legitimate basis for program decision

  • Court must put findings on the record

    People v. Fiammegta, 14 N.Y. 3d 90: 923 N.E. 2d 1123 (2010)


Waiver of hearing rights

Waiver of Hearing Rights

  • State v. Rogers, 144 Idaho 738, (Idaho 2007)

    Footnote suggests the rights can be waived but no indication of waiver in this case – leaves open question of when can they be waived

  • Staley v. State, 851 So. 2d 805 (Fla. Ap. 2003)

    Defendant could not prospectively waive his right to contest future allegations of violations

    State v. LaPlaca, 162 N.H. 174 (2011) – cannot waive right to a hearing prior to that right being implicated


Scope of waiver of right to appeal

Scope of Waiver of Right to Appeal

  • Defendant’s general waiver of right to appeal did not foreclose review of his contention that he was denied his right to due process

    People v. Kitchens, 46 A.D. 3d 577 (2d Dept.) (2007)

  • Waiver of right to appeal encompassed original sentence of probation, not the sentence following defendant’s violation of probation

    People v. Dexter, 71 A.D. 3d 1504 (4th Dept.) (2010)


Judicial impartiality and due process

Judicial Impartiality and Due Process

Termination Hearings

  • Neither Actual nor Apparent Bias

  • Standard – Objective

  • Recusal – Preferred Option where Factual Basis Contested


Recusal at termination hearings

Recusal at Termination Hearings

  • Alexander v. State, 48 P3d 110 (Okla. 2002)

    Oklahoma Supreme Court does not require recusal but saw potential for bias when Drug Court judge presides over termination proceeding – in future cases, judge should recuse if drug court participant makes a motion claiming potential bias.

  • Stewart v. State, 2010 Tenn. Crim. App. LEXIS 691

    If termination involves same conduct as was ruled on in drug court, drug court judge must recuse him/herself – ex parte communication (participant may not know what to challenge) and personal involvement in case can cause bias.


Recusal not required

Recusal Not Required

  • Idaho v. Rogers, 144 Idaho 738 (Idaho 2007)

    Same judge can sit at termination because information from termination proceeding could be admissible at a sentencing hearing.

  • New Hampshire v. Belyea, 999 A.2d 1080 (2010)

    In traditional courts, it is common for judges to acquire information in one setting and use it in another. (Note adversarial nature and rules of evidence apply)


Double jeopardy

Double Jeopardy

  • Dimeglio v. State, Court of Special Appeals of Maryland (2011)

    Multiple punishments – admissions by drug court participant to a new crime in front of drug court judge who then sanctions with jail does not constitute double jeopardy


Brown v state of maryland

Brown v. State of Maryland

Challenge to Maryland’s problem – solving courts

  • Question of fundamental jurisdiction

  • Sanctions and double jeopardy

    406 Md. 579, 961 A. 2d 553, (2008)


Speaker contact information

Speaker Contact Information

James S. Egar

Chief Public Defender

Monterey County, CA.

[email protected]


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