1 / 9

ECN 324

ECN 324. Phase 3 Exam Review Chapters 17 - 25. Commercial Bank Operations [17]. Bank Sources of Funds? Bank Uses of Funds? What is the role of Federal Funds? What is a REPO agreement ? Where do banks keep their reserves? What is the prime rate? Who gets it?. Bank Regulation [18].

Download Presentation

ECN 324

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript


  1. ECN 324 Phase 3 Exam Review Chapters 17 - 25 Dr. David P. Echevarria

  2. Commercial Bank Operations [17] • Bank Sources of Funds? • Bank Uses of Funds? • What is the role of Federal Funds? • What is a REPO agreement? • Where do banks keep their reserves? • What is the prime rate? Who gets it? Dr. David P. Echevarria

  3. Bank Regulation [18] • 1. Who regulates national banks? State banks? • 2. What is Regulation Q? • 3. What are the main implications of the Basel accords? • 4. What banks are required to insure deposits with FDIC? • 5. What does CAMEL stand for and its use in bank oversight? Dr. David P. Echevarria

  4. Bank Management [19]Bank Performance [20] • 1. How do banks experience illiquidity? • 2. What is the GAP and in what two ways do banks measure it? When is the bank in trouble? • 3. How can banks reduce their capital requirements? • 4. How do banks manage credit risk? • 5. How many different ways do banks earn money? Dr. David P. Echevarria

  5. Thrift Operations [21 ] • 1. What is the primary source of funds for thrift institutions? • 2.Who regulates savings institutions? • 3. What term is applied to a bank that is owned by its depositors? • What is the role of the Central Liquidity Facility? • What do credit unions require to be a member? Dr. David P. Echevarria

  6. Finance Company Operations [22] • 1. How do Consumer finance companies differ from business finance companies? • 2. Where do finance companies get their funds? • 3. What are the three main sources of risk faced by all lenders? Dr. David P. Echevarria

  7. Mutual Fund Operations [23] • 1. How do open-end funds differ from closed-end funds? • 2. What is Net Asset Value (NAV) and how does it relate to mutual funds? • 3. What are index funds? • 4. What are REITs? • 5. How do Venture Capital funds differ from Mutual Funds? Dr. David P. Echevarria

  8. Securities Operations [24 ] • 1. What are the four primary functions of investment bankers? • 2. What does the term "underwrite" mean to an issuer of securities? • 3. How does a registration statement differ from a prospectus? • 4. What federal agency regulates margin requirements? • 5. What is the most important effect of the Financial Services Modernization Act (1999)? Dr. David P. Echevarria

  9. Insurance and Pension Fund Operations [25 ] • 1. How does a term insurance differ from whole life insurance? • 2. Why are insurance companies so sensitive to interest rate fluctuations? • 3. What function does the NAIC perform? • 4. How do defined benefit plans differ from defined contribution plans? Dr. David P. Echevarria

More Related