Marketing and Compliance, It’s Never Been Easier!
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Marketing and Compliance, It’s Never Been Easier! Emerald Connect and RegEd ENTERPRISE. StoneRiver Risk and Compliance. In 1986 launched as Emerald Publications; the creator of marketing products and services exclusively for financial advisors.

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Stoneriver risk and compliance
StoneRiver Risk and Compliance

  • In 1986 launched as Emerald Publications; the creator of marketing products and services exclusively for financial advisors.

  • 125 employees including staff writers, graphic artists, media designers, compliance principals, application developers and advisor coaching experts

  • Acquired 50 Below professional services division in December 2012

  • State-of-the- art operation headquartered in San Diego, CA with secondary office in Duluth, MN

  • Acquired 50 Below professional services division in December 2012

  • Founded in 1994 by former regulators.

    • 225 employees including attorneys, technology professionals and former regulators

    • World class service operation headquartered in Raleigh, NC with a satellite office in NJ.

  • Compliance solutions industry leader with three main product suites:

    • Compliance Management

    • Licensing & Registration

    • Compliance Education

Emerald connect reded offer
Emerald Connect & RedEd offer:

Prospecting Solutions

Retention Solutions

Branding Solutions

Email Archiving

Social Surveillance

Enterprise Registration & Licensing

Compliance Education Program

Advisor websites
Advisor Websites

  • Responds to mobile smart phones and devices

  • Allows for full navigation

  • Concept library-provide imagery that conveys FRs geographical location, or business concept

  • Share features for social networking

Video & Digital Brochures

Digital Video Brochure

  • Provide Advisors the ability to personalize a video through a list of pre-approved assets

  • Multiple templates to choose from that allows a Company to control their brand

  • Video can be embed on their website to a "view my video" link which opens a light box

  • Can distribute the video to Social Networks and Video Sites

Video Concepts

  • 12 concepts

  • Mobile friendly

  • Financial conceptsin a fun engaging way

  • Call to action

Website enhancement services search engine marketing
Website Enhancement ServicesSearch Engine Marketing

Local Business Listing

  • Prospects search for local businesses using keywords related to the business (e.g., “Financial Advisor in San Diego”).

  • Prospects see advisors business listing with contact information on the first page of the search engine results.

  • Prospects can contact advisor or visit their website.

Sponsored Ad Placement

  • Clients, prospects, friends, and family can find your website by typing your name in Google, Yahoo!, and Bing.

  • Prospects click on the sponsored link on the first page of the search engine results.

  • Prospects are sent directly to the advisors website to learn about their practice and initiate contact.

Website enhancement services custom website designs
Website Enhancement ServicesCustom Website Designs

Web archiving
Web Archiving

  • Initiate on-demand retrieval of archived copies of the site

  • Provide for a view of an individual Advisor Website at any point that a change to the site occurs.

  • The application will accumulate the list of changed websites each day and provide that to the Archiving system for capture.

  • The system will then create a navigable copy of each changed site for posterity and.


  • Email Drip Marketing

  • Stay in touch monthly

  • Personalized Deliveries

  • Remain “Top of Mind”

  • Targeted Content

  • Customizable Campaigns

For Broker/Dealer use only

Social Media Content

  • All content is pre-approved by compliance (through our compliance manager)

  • Provides complete compliance oversight of content and the social media outlets that are approved (Facebook, LinkedIn and/or Twitter)

  • Allows Agents to select and post content to their approved social media outlets

  • Drives traffic back to the advisor’s website

Social Media Archiving and Surveillance Powered by Arkovi

  • RegEd’s Compliance and Risk Management Solution

Company & Solution Overview


  • 17+ Years of Industry Experience

  • 800+ Clients

  • 80 of the Top 100 Financial Firms

  • 1,000,000+ End Users

    Social Media Archiving and Surveillance

  • 3+ Years of Research & Development

  • Designed for the Financial Services Industry

  • Powered by Arkovi, Best Back-Office Technology Award from Morningstar

  • RegEd Acquired Arkovi on October 2, 2012

Key Features

Unparalleled Access and Social Media Platform Support

  • Access from all browsers and all devices with no hardware/software to install

  • Support for ALL major social media networks, including:

    Robust Social Media Content Library

  • Library to easy upload pre-approved content; advisors publish in 2-clicks

  • Content available from SocialSpeaks by Emerald Connect

    Powerful Reporting and Analytics

  • Support for multiple lexicon and key word sets for Compliance and Marketing

    Advanced Compliance Review

  • Integration with RegEd’s Advertising Review to centralize compliance efforts and data

  • Approved content is automatically published to social media account

    Broad Support for Related Compliance Activities

  • Educational Training, Firm Policy Creation, Attestation Services

RegEd Vision – Centralize Communications Compliance

Powered by

Advisor Features

Create a Compliant Social Media Presence

  • Access library of pre-approved social media content; post directly to various social media accounts in two, easy clicks

  • Authorize social media accounts in less than 10 minutes

  • Access to end users training guides and videos

    Central Access for all Compliance-Related Activities

  • Training – Best Practices, Rules & Regulations, and more…

  • Review and Attest to Firm’s Social Media Policy

  • Seamlessly Sign-Up for Social Media Monitoring

    Easy Payments

  • Support Full Advisor Payments or Co-Payments with Firm

Compliance Features

Marketing Features

Unlock the Power of Your Archive

Control Your Firm’s Message

Monitor Your Firm’s Brand

Measure Your Firm’s Presence with Reporting and Analytics

Join RegEd’s Social Media Client Advisory Board (CAB)

Technology Features

Data Encryption

  • SSL 128-bit for all transmitted data

  • AES 256-bit for sensitive data at rest

    Secure Applications

  • Independent application vulnerability testing

  • PCI certified

  • Multi-tiered firewalled architecture

  • ISO 27000 information securities processes

    Secure, High Availability Data Centers

  • Tier IV facilities with “Five 9’s” availability

  • SAS 70 Type II certified

    Geographically Dispersed DR Solution